Health Care Ethics USA
2004 - Vol. 12 No. 2
Informed Consent: A Cautionary Tale
One can be forgiven for believing
that the basic elements of the principles of bioethics have been more than
sufficiently addressed since the 1970s. Surely this is so of the principle of
informed consent—the right to control access to one’s body. After all,
conversation has long since moved on to such fine points as advance consent,
proxy consent, consent for minors, and the determination of a person’s ability
to consent in some but not all circumstances. Undoubtedly there can be only a
few old misfits remaining who fail to grasp the essentials of this most basic
tenet of bioethics. Unfortunately, it seems that this is not the case, and that
too many remain who still just don’t get it. This is a challenge to all in
health care, because if there are cracks in the basic appreciation of one
principle, we must be vigilant in watching for cracks elsewhere as well.
A serious concern about informed
consent arose in the spring of 2003, when stories appeared in the U.S. press
about medical students being trained to give pelvic exams by practicing on
anesthetized women. The problem was not the participation in routine
pre-surgery exams by students who were members of the patient’s care team. The
problem was those students who were there for no reason but the enhancement of
their own skills, examining women who had not agreed to be part of the noble
cause of educating future physicians. Though this reality has been addressed,
and changes have been made at many U.S. medical schools in the last two years,
the fact that this practice existed into the twenty-first century should at the
very least provoke us to examine our own health care institutions to see if we
are assuming more understanding, acceptance, and application of ethical
principles than actually exists.
Principles
Discussion of the principle of
informed consent over the last few decades has worked its way through an
assessment of the physician’s obligation to disclose, to focus now on the
quality of patient consent. What we are considering here, unfortunately, is a
far more basic ethical and legal dictate than either of those concerns. U.S.
Supreme Court Justice Cardoza stated it clearly in 1914, in noting that, “Every
human being of adult years and sound mind has a right to determine what shall
be done with his own body.” Essentially, that means that in most circumstances
a person’s body cannot be touched without his or her consent. Certainly, it is
necessary for the common good that medical students develop expertise in the
skills of their profession, and much of this learning requires the good will
and cooperation of patients. Problems arise, however, when these virtues of
human kindness are assumed by the physician, rather than clearly offered by the
patient. It is then that matters of consent become deeply problematic.
Discussion
Much of the response to
allegations that groups of three or four medical students were present in
operating rooms to perform pelvic exams on anesthetized woman skirted the issue
by pointing out that medical students are often members of a patient care team,
or that surgeons routinely perform pelvic exams on anesthetized patients before
gynecological surgeries. These facts are true, but are not at issue here. The
real issue was brought to the fore by three physicians in an article in the American
Journal of Obstetrics and Gynecology in March 2003.1 One of
them, pediatrician Ari Silver-Isenstadt, had himself been offended by
gynecological practice sessions while a medical student at the University of
Pennsylvania, and had refused to take part in them. “My problem was that if
[the women] found out about it, they might be really upset, and it was really
only being done for my benefit. I felt like I would be violating their trust.”2 An article in Student Life, a
newspaper at Washington University in St. Louis, MO, echoes this in stating
that the controversy concerns students practicing their examination skills,
noting that the practice was not for the benefit of the patient, “but intended
only to enhance the clinical skills of the medical student.”3
What is troublesome in reading
through the many articles that addressed this issue in the spring and summer of
2003 is that a number of students and medical professors continued not to see a
problem. One unnamed female physician in Charlotte, North Carolina, is quoted
as saying that she never thought of these exams as harmful, even if consent was
not given. She opined paternalistically that patients “have much more important
things to worry about in medical care.” Some point out that patients entering a
facility where medical students are trained sign a form explaining that
students will be involved in their care, and that that is sufficient notice.
But others ask how that information can be understood to cover the practice of
allowing groups of students not on the care team to examine anesthetized
patients for training purposes alone. One of the more disturbing elements is
the finding by the journal study mentioned above that medical students who have
not completed OB/GYN rotations have a higher general regard for the need to
obtain informed consent from patients than do those who have, by a margin of
70% to 51%. “The OB/GYN clerkship seems to be the defining event in this
erosion, as opposed to gradual erosion throughout students’ many clerkships or
rotations,” concludes Dr. Peter Ubel, one of the study’s authors.4
This suggests the need to search out and address practices in our hospitals
that might have a detrimental effect on the fundamental and practical value
placed on any ethical principle by health care professionals.
Conclusion
It is sad that some have learned
so little over the years. We blanche, for example, at the details of a 1932
case in which a woman in labor asked to see a physician instead of a medical
student, only to have the student call in a dozen of his peers, each of whom
examined her as she screamed for them to stop.5 While the issue we
discuss here is not similarly malicious, it does nevertheless involve the same
fundamental disregard for the human dignity of patients, by disregarding or
circumventing the need to inform them and seek their consent. It is sad that
the practice places so little value on the need for trust between physician and
patient, and so little faith in the goodness of patients and their willingness
to participate in physician education if asked. Dr. Daniel Federman, senior
dean for clinical teaching at Harvard University Medical School, is quoted as
saying that after the complaints of 2003 led to a new policy requiring that
women be asked to consent to exams for training proposes, “Very few patients
decline.”6 Silver-Isenstadt notes that, “... the simple solution is
to ask people’s permission. They’ll say yes. And it teaches the lesson to
medical students that it’s really all about the patient. Not all about the
medical student.”
All of this serves to remind us
that medicine constantly involves new players and new issues, and that even the
most fundamental ethical principles must not only be taught theoretically, but
that their application must be reconsidered and revisited on a consistent basis
when real patients are involved.
Ann K. Suziedelis, PhD
Director, Mission Services
St. Joseph Mercy Oakland Hospital
Pontiac, Michigan
- Peter A. Uble, Christopher Jepson, and Ari Silver-Isenstadt, “Don’t Ask, Don’t Tell: A Change in Medical Student Attitudes after Obstetrics/Gynecology Clerkships Toward Seeking Consent for Pelvic Examinations on an Anesthetized Patient,” American Journal of Obstetrics and Gynecology 188 (March 2003): 575-79.
- David Caruso, “Pelvic Exams Without Permission,” The Associated Press, March 12, 2003, at CBSNews.com <http://www.cbsnews.com/stories/2003/03/12/health/main543645.shtml>
- Brandon Pierce, “Pelvic Exams Performed on Unsuspecting WUSM Patients,” Student Life, April 4, 2003, at <http://www.studlife.com/news/2003/04/04/News/
Pelvic.Exams.Performed.On.Unsuspecting.Wusm.Patients-408875.shtml>
- Mary Beth Reilly, “Don’t Ask, Don’t Tell: Medical Students’ Shifting Attitudes About Permission to Examine,” University of Michigan Health System, February 21, 2003, at <http://www.med.umich.edu/opm/newspage/2003/pelvicexam.htm>
- George Annas, “The Care of Private Patients in Teaching Hospitals,” Bulletin of the New York Academy of Medicine 56 (1980): 403-11, cited by Michael Greger, M.D. at <http://upalumni.org/medschool/appendices/appendix-49.html>
- “Pelvic Exams on Unconscious Women? More Hospitals Say No,” CNNews.com, March 11, 2003, at <http://www.cnn.com/2003/HEALTH/03/11/pelvic.exams.ap/>
Suggested Readings
Peter Ubel and Ari Silver-Isenstadt, “Are Patients Willing to Participate in Medical Education?” Journal of Clinical Ethics 11 (2000): 230-35.
“Concern Over ‘Intimate Checks’,” BBC.com, January 10, 2003, at <http://news.bbc.co.uk/1/hi/health/2642861.stm>
Sandra Coney, The Unfortunate Experience (New York: Penguin Books, 1988).
Questions For Discussion
- How can we develop a proactive plan to identify weaknesses in the application of ethical principles in this hospital before lapses are brought to our attention?
- What educational opportunities can we provide for our staff to keep their ethical sensibilities sharp?
- Do our hospital policies need to be edited to better address both the training needs of medical students and the rights of patients?
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