Health Care Ethics USA
2003 - Vol. 11 No. 1
Conflict Between Families and Providers: Avoiding Treatment Disputes
Conflicts involving end-of-life treatment decisions can demand
an inordinate amount of a health care professional's time.
Providers desire to avoid conflict, for decisions must be made
whether or not to continue treatment and, if so, which
interventions to continue. Prolonged disputes can be emotionally
unsettling for physicians and nurses and for patients and their
families.1
One can think of conflict over health care as an intersection in
which four busy streets come together. Traffic planners take great
care to add safeguards to help prevent accidents at intersections.
They might upgrade traffic lights, add turning lanes, or decrease
speed limits. Similarly, four "streets" intersect when
end-of-life decisions must be made: the nature of health care,
family dynamics and functioning, the interaction between families
and health care teams, and the influence of culture on medical
decisions. These four factors, akin to four converging streets in a
city, lead to the intersection of conflict. If health care
providers don't give proper regard to the intersection of
these four elements, the result can be the administration of
inappropriate treatments, caregiver burnout, dissatisfied patients
and/or families, and legal action.
In first part of this essay, several ethical principles and
concepts involved in end-of-life treatment disputes are described.
Then, each of the four factors leading to the
"intersection" of conflict is discussed. Finally,
strategies are suggested for avoiding end-of-life treatment
disputes. This paper specifically addresses conflict between
providers and patients' families; however, much of the
following could apply to conflicts with non-family surrogates as
well.
Principles
Several makes and models of cars head toward a busy
intersection. Similarly, end-of-life treatment disputes involve
clashes between various principles and concepts. An example of such
a clash occurs between patient autonomy and provider autonomy.
Medical decision-making in the United States has placed great value
on the principle of respect for patient autonomy. Western medicine
grants patients the basic right to say what happens to their own
bodies, but problems arise when an incompetent patient has not
designated a surrogate and state laws do not clarify who the
decision-maker should be. Even if a surrogate is known, family
members may disagree about the proper course of action among
themselves. When a patient demands treatment with an ineffective
drug that is outside the bounds of standard care (e.g., use of an
antibiotic to treat a cold), respect for provider autonomy gives
the physician the legitimate right to refuse; however, ethical
boundaries become murky when families insist on inappropriate
treatments. For example, a family might demand that an antibiotic
be prescribed to treat pneumonia in a comatose patient who has
terminal metastatic liver cancer. In this situation, the
patient's interests and wishes (ostensibly represented by the
family) and professional authority and judgment may conflict. In
addition to autonomy issues, there also may be different
understandings of what is good for the patient and hence what
constitutes beneficence. The family's desire to do what it
thinks best for the patient may conflict with the provider's
sense of appropriate and inappropriate care.
Families of patients are often involved in end-of-life decisions
because patients want them to be. A public opinion poll showed that
30% of respondents wanted their families to make medical decisions
should they lose the ability to make decisions of their own.
Fifty-three percent wanted their families to decide in concert with
their physicians. Therefore, adding these two statistics together,
a notable 83% want families involved in making decisions if they
are unable to.2 Many physicians willingly seek family
consent because they do not want to make important end-of-life
decisions alone. However, health care literature often depicts
families as extraneous to the care of the patient. A persistent
tendency is evident to equate families with trouble.3
The patient-centered perspective in health care may be rooted in
the Western focus on patient autonomy and the sanctity of the
physician-patient relationship. Thus, the high value that most
patients place on the importance of the family being involved in
treatment decisions can conflict with the traditional emphasis on
patient autonomy.
The concept of medical futility can be viewed as conflicting
with the principle of the sanctity of human life. Schneiderman,
Jecker, and Jonsen have defined medical futility in two ways:
"when physicians conclude that in the last 100 cases, a
medical treatment has been useless"
(quantitative),4 or "if a treatment merely
preserves permanent unconsciousness or ... fails to end total
dependence on intensive medical care" (qualitative). However,
some families might feel that medical futility is an excuse used by
the health care team to devalue the life of a patient so that
treatment can be stopped. For some family members, futility may
imply an uncaring or indolent attitude, whereas the medical team,
in reality, highly values life and desires to provide the best care
for a patient. On the other hand, providers may be suspicious when
individuals openly assert strong pro-life views because estranged
family members have been known to use sanctity-of-life arguments to
inappropriately prolong the life of patients so that reconciliation
might take place. Therefore, misconceptions on the part of families
and on the part of providers can lead to a clash between medical
futility and sanctity-of-life arguments.
Discussion
The first street, or factor, involved in the dynamic of provider
treatment disputes with families is the nature of health care
itself. In order for families to exercise their responsibility to
make treatment decisions, they must have access to understandable
information about the patient's condition. Unfortunately,
obscure medical terminology can complicate the decision-making
process. Most people have little medical training, and even the
simplest medical term can cause confusion. Large health care teams,
with shifting or changing members each trained in separate
professions and specialties, also can fracture communication
between providers and families. A hospital may easily have
different physicians on duty from week to weekend, or even from one
day to the next. Each brings differing experiences and expertise to
the case. Sometimes sincere differences in opinions in diagnosis
and treatment occur between physicians. A nurse may insist a
treatment is beneficial which a physician thinks is futile, or vice
versa. These inconsistencies and ambiguities increase the potential
for conflict.
The second street leading to the conflict intersection is the
perplexity of family dynamics and functioning. Several causes
contribute to the potential for conflict between family members, or
between the family and the health care team. For example, family
members are placed under extreme stress when making medical
decisions. Sometimes the family may have to rely on advice given by
a younger family member who has medical training, rather than on
advice from established family leaders. Several family members
might have had to travel great distances to the bedside and are
lacking adequate rest. For some family members, the threatened loss
of a loved one may open up unhealed wounds from the past. Taking
all this into account, families in crisis often have difficulty
processing and retaining information therefore contributing to the
potential for conflict.
Problems caused by the interaction of families with health care
teams are the third street. Some providers may be wary of
involvement of family members in health care decisions because
families might seem to interfere with traditional physician-patient
relationships. Providers might cast a wary eye at certain family
members, thinking that they might lobby for treatment decisions
based on their own best interests rather than that of the patient.
Even though physicians might believe that a certain family is
committed to doing the right thing for a patient, the question
remains open whether or not family members always know how to do
the right thing for a patient. On the other hand, families may view
the health care team as outsiders who do not really know what their
loved ones would have really wanted. This potential for an
atmosphere of uneasiness between providers and families could lead
to conflict over medical decisions.
The fourth and final street leading to conflict is the influence
of culture on medical decision-making. Culture is a strong
determinant of people's views of the very nature and meaning
of suffering, illness, and death. Illness may have a spiritual
meaning for some. For example, in the Christian tradition,
suffering can be given a constructive meaning by relating it to the
cross of Christ. In non-Western cultures, interdependence might be
more highly valued than individual autonomy. Cultural differences
and language barriers can often cause simple communication errors.
Bowman relates a situation describing why a female family member
felt that an ICU physician's attitude toward her mother was
"cold." She became upset because he twice referred to
her mother as "him." The physician, who was from China,
later confessed to others that he was nervous. The third person
singular personal pronoun in Chinese has no gender distinction. So
when he became nervous because the meeting wasn't going well,
the physician defaulted back to this characteristic of his native
tongue and called the mother "him."
Just as traffic lights, sand-filled barrels, and seat belts are
used to prevent or minimize the effects of accidents, so there are
various strategies for minimizing or handling treatment disputes at
the intersection of the four "streets." Rather than
speaking of futility when discussing the appropriateness of a
medical treatment, physicians might want to explain the idea that
when benefits outweigh burdens of treatment, treatment may be
appropriate, but otherwise not. Providers should not hesitate to
explore a family's perception of their loved one's
illness. They could enable the family to share their feelings about
the patient. The team might encourage the family to contact
friends, other family members, or religious leaders such as
pastors, priests, or rabbis. Chaplains or social workers can
provide additional on-site support. Providers may strive to foster
and assess family coping mechanisms on a psychological level (e.g.,
unresolved issues), on an interpersonal level (e.g., support), and
on a sociocultural level (e.g., deathbed rituals).
There are several hazards the health care team might want to
avoid when interacting with a patient's family. Having a
patient-centered perspective and not viewing the family as an
integral part of a patient's identity and life raises an
attitude of mistrust for the provider by the family. Members of the
health care team also need to avoid being impatient and giving the
impression they are not approachable. A provider should seldom give
unexpected news by phone, for there is too much potential for
miscommunication without personal contact. Because medical practice
consists of many procedures, physicians might be tempted to view a
family meeting, in which withholding or withdrawing treatments will
be discussed, as just "one more thing to do." Rather,
it's advisable to present treatment decisions to families as
just one aspect of an overall plan of care. When speaking with
patients or their families, it is wise to avoid certain words and
phrases that may become stumbling blocks during the discourse.
The word "futile" is a technical term in medicine,
but to families it might imply that a patient is not worth the
effort of comprehensive care. A phrase like "it's time
we talk about pulling back" can insinuate abandonment, or
describing CPR as "doing everything" may suggest that,
if a do-not-resuscitate order is written, the medical team is doing
nothing. Rather, physicians could open a family meeting by
reinforcing the goal of appropriate health care with these words:
"We can hope for the best, but we also need to plan for the
worst."
Conclusion
Difficulties in family functioning can be amplified by medical
complexity, poor communication, or discrepancies between caregiver
statements. Accurate communication is vital between families and
providers when end-of-life treatment decisions are being made.
Providers must remind themselves to give frequent updates to
families in simple language. Patience is vital; families often need
time to understand and accept the situation. Providers should
affirm that they will never abandon the patient. Health care
training in cross-cultural differences, team building,
communication, and conflict resolution would help. Health care
organizations need to improve policies and procedures for improving
team functioning, facilitating communication, and dealing with
potential conflict.
Kevin E. Voss, M.Div., D.V.M.
- Kerry W. Bowman, "Communication, Negotiation, and Mediation: Dealing with Conflict in End-of-Life Decisions," Journal of Palliative Care 16 Supplement (October 2000): S17-S23.
- R.J. Blendon, U.S. Szalay, and R.A. Knox, "Should Physicians Aid Their Patients in Dying? The Public Perspective," JAMA 267 (1992): 2658-62.
- Carol Levine and Connie Zuckerman, "The Trouble with Families: Toward an Ethic of Accommodation," Annals of Internal Medicine 130, no. 2 (January 19, 1999): 148-52.
- Lawrence J. Schneiderman, Nancy S. Jecker, and Albert R. Jonsen, "Medical Futility: Response to Critiques," Annals of Internal Medicine 125, no. 8 (October 15, 1996): 669-74.
Questions For Discussion
- Which ethical principles or concepts often clash when a conflict arises between providers and a patient's family?
- What four factors contribute to the potential for conflict between families of patients and providers of end-of-life care? How have you experienced these factors in your personal or professional life?
- What support systems or personnel from within the hospital are available for a health care team when a conflict develops between it and a family, or between family members? How could an ethics committee help? How might family support systems be utilized (e.g., clergy)?
Suggested Readings
Lo, Bernard. "Chapter 13. Surrogate Decision-Making." In Resolving Ethical Dilemmas: A Guide for Clinicians, 2nd ed., pp. 111-17. Philadelphia: Lippincott Williams & Wilkins, 2000.
Von Gunten, Charles F., Frank D. Ferris, and Linda L. Emanuel. "Ensuring Competency in End-of-Life Care: Communication and Relational Skills." JAMA 284, no. 23 (December 20, 2000): 3051-57.
Weijer, Charles, Peter A. Singer, Bernard M. Dickens, and Stephen Workman. "Bioethics for Clinicians: 16. Dealing with Demands for Inappropriate Treatment." Canadian Medical Association Journal 159, no. 7 (October 6, 1998): 817-21.
Return to Index